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P. v. Emmert

P. v. Emmert
11:04:2007



P. v. Emmert







Filed 10/30/07 P. v. Emmert CA4/2



Opinion following remand by Supreme Court



NOT TO BE PUBLISHED IN OFFICIAL REPORTS











California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.



IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA





FOURTH APPELLATE DISTRICT





DIVISION TWO



THE PEOPLE,



Plaintiff and Respondent,



v.



BOOKER TED EMMERT,



Defendant and Appellant.



E039817



(Super.Ct.No. FVI 019468)



OPINION



APPEAL from the Superior Court of San Bernardino County. Stephen H. Ashworth, Judge. Affirmed in part; reversed in part with directions.



Kristin A. Erickson, under appointment by the Court of Appeal, for Defendant and Appellant.



Edmund G. Brown, Jr., Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Gary W. Schons, Senior Assistant Attorney General, Lilia E. Garcia, Supervising Deputy Attorney General, and Janelle Marie Boustany, Deputy Attorney General, for Plaintiff and Respondent.



This case is before us upon transfer from the California Supreme Court with directions to vacate our decision and reconsider it in light of People v. Black (2007) 41 Cal.4th 799 (Black II) and People v. Sandoval (2007) 41 Cal.4th 825 (Sandoval). In accordance with the direction of the Supreme Court, we have vacated and reconsidered our earlier decision, but we reach the same conclusions as before. As a consequence, the disposition on appeal remains unchanged.



Defendant Booker Ted Emmert appeals from judgment entered following jury convictions for attempted voluntary manslaughter (Pen. Code, 664, 192 subd. (a)),[1]as a lesser offense to attempted murder, charged in count 1; shooting at an inhabited dwelling ( 246; count 2); and assault with a firearm ( 245, subd. (a)(2); count 3). As to all three counts, the jury also found true the personal gun-use enhancement ( 12022.5, subd. (a)). The trial court sentenced defendant to a state prison term of 13 years.



Defendant contends the trial court committed Batson[2]error by allowing the prosecution to excuse three minority jurors; the trial court erred in denying defendants motion for mistrial or for a continuance based on the prosecutions untimely production of audible police interview tapes; and the trial court improperly imposed an aggravated term on the gun-use enhancement, as to count 1, in violation of Cunningham v. California (2007) 549 U.S. __, 127 S.Ct. 856, 864, 871 (Cunningham).



We affirm defendants convictions but reverse defendants sentence, based on Cunningham, supra, 127 S.Ct. at pages 864, 871, and remand for resentencing.



1. Facts



In July 2004, Rose Jacobs was living in an apartment, in Adelanto. Before living there, she had lived with defendant for about a year and a half. Jacobs had five children from a previous relationship with Douglas Williams, Sr.



Defendant knew Williams, Sr. had fathered Jacobss children and did not like him. During defendant and Jacobss relationship, defendant had accused Jacobs of sleeping with Williams, Sr. and threatened to harm Jacobs if she slept with Williams, Sr. again.



During the evening of July 17, 2004, Williams, Sr. returned Jacobss two sons to Jacobs after a two-week visit. When they arrived, Jacobs went to the grocery store with Alethia Redd, the girlfriend of Williams, Sr.s brother, Cornelius Williams. Meanwhile Williams, Sr. stayed at Jacobss apartment with Cornelius and the boys, Douglas Williams, Jr. and Christopher Williams. When defendant called Jacobs at her apartment, Williams, Sr. told defendant that Jacobs had gone to the store and she would call back when she returned. Defendant was no longer living with Jacobs at the time but was still seeing her.



A couple hours later, after Jacobs had returned home and was sleeping, defendant called again. When Williams, Sr. answered the phone, defendant told him to meet him outside and that he was gonna kick my ass. Williams, Sr. went outside but defendant was not there.



The next morning defendant called Jacobs and told her he was coming over to get some DVDs. Jacobs told him it was not a good time and she would call him later. A little later, Sandra Emmert, defendants sister, arrived at Jacobss apartment and asked for the DVDs. Jacobs and Sandra argued at the door.



As Jacobs went to get the DVDs, she saw defendant approach the door. Williams, Sr. saw defendant approach the door with a gun in his hand. When defendant reached the door, Williams, Sr. was standing in the hallway. Williams, Jr. was sitting near the front door, on the couch, watching television with his brother, Christopher.



Cornelius yelled that defendant had a gun and to drop to the floor. Williams, Sr. asked defendant why he had a gun. Defendant fired a shot into the apartment. The bullet went into a wall near the bathroom, close to where Williams, Sr. had been standing.



The two boys testified defendant fired into the apartment toward Williams, Sr., who was standing in the apartment with nothing in his hands. Defendant then fled with Sandra. Jacobs called the police. Deputy Marsh was dispatched to the crime scene. On the way there, he stopped and apprehended defendant and Sandra, who were about a mile and a half from Jacobss apartment.



Sheriffs Detective Hoffman interviewed defendant and Sandra. Defendant told Hoffman he aimed the gun at the ceiling and the gun immediately went off. At the time, he was mad and confused, and lost his temper. Defendant claimed he never intended to hurt anyone.



Defendant testified that while Sandra and Jacobs were arguing, he thought he saw Williams with a gun. Defendant armed himself [j]ust in case because [Williams] was a violent man and approached the front door. When he reached the apartment, he made eye contact with Williams, Sr. and showed Williams, Sr. his gun. As Williams, Sr. dashed for the hallway, defendant turned to get Sandra and defendants gun accidentally discharged. Defendant saw the bullet go into the bathroom wall. No one was hurt. Defendant denied intentionally trying to kill Williams, Sr. After firing the gun, defendant and Sandra ran away.



Sandra testified Williams, Sr. started threatening her and defendant. Sandra claimed she did not know where the shot came from, that defendant had a gun, or if defendant fired the shot.



2. Batson Error



Defendant argues that the trial court erred by denying his Batson motion(Batson, supra, 476 U.S. 79) alleging that the prosecution improperly exercised peremptory challenges to two Black jurors and one Hispanic juror. We disagree.



When this type of challenge is raised, a three-step analysis is required: First, the defendant must make a prima facie showing of discrimination. Second, the burden shifts to the prosecution to offer race-neutral explanations for excluding the jurors. Third, the trial court must determine whether the defendant has proven purposeful discrimination. (People v. Silva (2001) 25 Cal.4th 345, 384 (Silva); Johnson v. California(2005) 545 U.S. 162, 169.)



During voir dire, defendant objected twice to the Peoples use of peremptory strikes. The defense raised its first objection after the prosecutor exercised a peremptory challenge to Juror No. 22, a Black juror. Defense counsel also objected to the People excusing the previous Black juror as well. The trial court responded that it was obvious why Juror No. 22 was excused: I dont think it raises an issue. Her sons in jail for killing somebody with a gun. The court added that the other Black juror had several relatives in prison, one of whom was in prison for robbery with a gun. The trial court concluded there were no Batson issues regarding the two excused Black jurors and thus denied defendants first Batson objection.



Defendant complains the trial court erred in not asking the prosecutor to explain why he exercised challenges to the two Black jurors. But it was patently clear as to why the jurors were removed and the trial court noted this.



Defendant argues that the prosecutor did not challenge four nonminority jurors who had criminal convictions and two jurors with close relatives who had criminal convictions. This does not support a prima facie case of discrimination because the offenses were nonviolent offenses, which were not similar to the instant offense and did not involve the use of a firearm. Two of the jurors were convicted of driving under the influence (DUI). One juror was charged with a DUI, but it was reduced to a reckless driving conviction. The fourth juror was convicted and fined for stopping and picking up wood on the highway. As to the relatives of two jurors, the mother-in-law of one juror was convicted of welfare fraud and the other jurors husband was convicted of an unspecified crime before the juror was married, over 20 years earlier. The convictions and related circumstances concerning the nonminority jurors significantly differed from those concerning the two Black jurors and thus did not show any evidence of discrimination.



The totality of the relevant facts did not give rise to an inference of discriminatory purpose requiring an explanation. (Johnson v. California, supra, 545 U.S. at p. 169.) The peremptory challenges for the two Black jurors were justified by a neutral explanation related to the particular case to be tried (Batson, supra, 476 U.S. at p. 98) and thus the challenges were permissible under Batson.



Defendant asserted the second Batson objection after the People used a peremptory challenge to strike Juror No. 24, a Hispanic juror. Defense counsel stated he was asserting the objection on the ground the prosecution had once again removed a minority juror, whom defense counsel believed was Hispanic. The trial court said the juror might be Italian, but asked the prosecutor why the juror was removed. The prosecutor said that he believed the juror was not Hispanic; he did not appear to be Hispanic and his name was Italian. Therefore the defendant had not made a prima facie case of discrimination.



The trial court responded that it did not matter whether the juror actually was Hispanic, and again asked why the prosecutor removed the juror. The prosecutor replied, I kicked him because he did not have very good answers or explanations about his past jury service. The trial court added, He didnt seem very bright. The prosecutor agreed. The trial court noted, He didnt seem like he had a grasp of certain things. . . . Im not sure the man was is [sic] Italian minority for purposes of Wheeler. [] . . . [] Maybe he was Hispanic, I dont know. But anyway, he did not seem to be too clever of an individual for a case like this. And seems to me that it was a legitimate excusal.



Defendant contends that although in this instance the trial court asked the prosecutor for his reason for excusing Juror No. 24, the request was perfunctory since the court had already decided to deny defendants Batson motion. We do not find this argument persuasive. The record does not show that the court made up its mind before asking the prosecutor for his reason for challenging the juror. After the prosecutor stated his reason for excusing the juror, the court merely indicated it agreed and elaborated that the juror did not seem very bright, which the court believed was a valid concern due to the serious nature of the case.



Defendant also asserts that the prosecutors reason for excusing the juror, i.e., the juror did not have very good answers or explanations about his past jury service, did not distinguish the juror from others who were retained. But as the court noted, and the prosecutor agreed, the juror was uniquely objectionable because his ability to comprehend the proceedings was very poor. This was apparent from his responses concerning his past jury service and was a valid distinguishing factor and permissible race-neutral justification, particularly since the trial involved very serious charges.



Reviewing the prosecutions reasons independently, we conclude that defendant failed to prove discrimination under all the circumstances. (Silva, supra, 25 Cal.4th at p. 385.) Defendant has failed to establish Batson error.



3. Production of the Recording of Defendants Police Interrogation



Defendant contends the trial court erred in denying his motion for a mistrial or a continuance due to the prosecutions late production of audible tapes of defendants and Emmerts police interviews. The prosecution timely produced tapes of defendants and Emmerts police interviews but the taped interviews were very difficult to hear. It was not until midtrial that the prosecutor informed the court and defense counsel that he had discovered the sheriffs department had audible tapes of the two interviews.



Defendant argues he was prejudiced by the prosecution delaying producing the audible taped interviews until midtrial because Sandras tape was produced during her cross-examination and caught her off guard. There also was insufficient time to transcribe the two tapes and defense counsel did not have sufficient time to go over the tapes with defendant and prepare the defense, taking into account the tapes. Defendant acknowledges that he is not claiming the prosecution acted in bad faith but notes that Brady v. Maryland (1963) 373 U.S. 83 (Brady)does not require such a finding for a reversal on nonproduction of material evidence.



At the end of the prosecutors cross-examination of Sandra, the prosecutor asked her if she would like to listen to her tape recorded police interview for the purpose of refreshing her memory concerning conflicts in her testimony and the police report. Sandra said no. On redirect, defense counsel asked Sandra if she was trying to cover up anything for defendant. Sandra said she had no reason to do so. On recross-examination, the prosecutor asked Sandra why she did not want to listen to the tape to see if it refreshed her memory. Sandra said she would if he wanted her to but reasserted that she had told the truth.



After the court excused Sandra subject to recall, defense counsel told the court in camera that he had not received a copy of an audible recording of Sandras taped police interview. The prosecutor acknowledged that the tapes defense counsel and he had were very difficult to hear. The prosecutor said he also listened to the original tape and it was not much better but Detective Hoffman had told him his tape was better, although it was still difficult to hear. The prosecutor told the court he gave defense counsel the best copy he had and noted that there were ways to enhance and improve the quality of tapes but it was expensive. It was not done by his office and it had not been requested by the defense.



The trial court asked defense counsel if he would like to listen over lunch to the 20- or 30-minute long tape. Defense counsel said he wanted to listen to an audible tape. The court said defense counsel and Sandra could listen to Hoffmans copy during the lunch recess. The court recessed at 11:20 a.m. and reconvened at 1:53 p.m.



After listening to the audible tape during the lunch recess, defendant moved for a mistrial, sanctions, or a continuance. Defense counsel noted that on April 22, 2005, the trial court ordered the prosecution to produce recordings of the police interviews in response to defendants motion for production. The People produced inaudible tapes and told the defense there was no audible copy at that time. Defense counsel claimed that had he had audible tapes, it could have changed the entire presentation of the case. Defense counsel added that if the court denied his motion for mistrial based on improper use of discovery for impeachment purposes, defendant needed a continuance to review, transcribe, and prepare the defense based on the tape of defendants interview.



In response, the prosecutor stated that the prosecution provided defendant with the requested discovery. Defendants and Sandras police interviews were recorded on mini-micro cassette tapes, as was commonly done by the prosecutors office. The sheriffs department recorded the interviews on full-size tapes. The prosecutor was told the full-size tapes were very, very difficult to hear.



In addition, during the pretrial conference, counsel and the court discussed the poor quality of the tapes both sides had received. The prosecutor told defense counsel he could listen to the original tapes and defense counsel said he was going to come by the prosecutors office and talk about the tapes but did not do so. The prosecutor did not listen to them until the day of defendants motion for mistrial.



The prosecutor indicated he did not anticipate using Sandras tape because he expected Sandra to testify consistent with her police report statement but she did not. She was inconsistent in three areas. This was why the prosecutor asked her if she had listened to her taped interview.



During the lunch recess, defense counsel and Sandra listened to Sandras taped interview. The court noted that defense counsel could have also listened to defendants taped interview during the lunch recess. Defense counsel explained why he had not done so and requested to listen to it at that moment, before the jury reconvened.



The trial court rejected the request but agreed to a recess after Sandras testimony so that defense counsel could listen to the tape before defendant took the stand the following day. The trial court stated that there appeared to be no prejudice in the delay in the prosecution producing Sandras tape because it was consistent with her testimony. Defense counsel acknowledged during the hearing on his motion for mistrial that the tapes actually supported everything Sandra stated in her testimony and refuted Hoffmans report in many ways. The court asked if the taped interviews were consistent with Hoffmans report. The prosecutor claimed the report was consistent with the interviews but defense counsel disagreed.



Defense counsel claimed the statements were inconsistent with Hoffmans report in three ways. Hoffmans report stated Sandra saw the children inside the apartment. Sandra stated during her taped interview that she did not remember seeing the children. Hoffmans report also said Sandra saw the gun or saw it fired. Sandra stated during her taped interview that she did not see the gun. Also, Hoffmans report said Sandra stated defendant aimed the gun at Williams. She stated during her taped interview that she did not know if defendant was aiming at him.



The trial court stated that these inconsistencies were not significant and could be easily cleared up. Defense counsel agreed the inconsistencies could be cleared up but claimed that in order to do so, he would need sufficient time to prepare the defense. The lunch recess was not enough time. The court noted he would have more time that evening. Defense counsel also argued that the inconsistencies between Sandras statement and the report were significant because they affected her credibility as a witness.



Defense counsel complained that defendant was prejudiced by the delay in receiving the audible tapes since he still had not received an audible tape of defendants confession and defense counsel did not know if the tapes were consistent with the police report since he had not heard the tape of defendants interview. Defense counsel requested a continuance to transcribe the tapes for the jury. The court stated the jury could simply listen to the tapes. The inconsistencies were insignificant and there was no need to transcribe the tapes or continue the trial. Defense counsel could listen to defendants taped interview during the next break and could play the tapes, if relevant, for the jury. The tape was about an hour long.



The trial court denied defendants motion for a mistrial, sanctions or a continuance, noting that the record needs to be clear, the discovery on the defendants interview, number one, was given to you by way of a report. And, of course, you have the opportunity to talk to your client about what was said during that interview also. So youre in a much better position really than the D.A. is regarding what your client said, it seems to me. So I dont see any discovery violations on it. These things happen, you know. Youre lucky that theres any tape thats audible. Apparently there is now.



Although the court denied defendants motion, it stated that defense counsel had a right to listen to defendants taped interview that evening, before defendant testified the next day. The trial then resumed with counsel questioning Sandra. Sandra testified that the tape essentially said what she had stated during her earlier testimony. She explained a few instances in which there appeared to be inconsistencies between her taped interview, testimony, and the report, and concluded nothing she said during the interview was different from what she said in her testimony.



After the prosecution finished questioning Sandra, defense counsel requested the court to play Sandras taped interview for the jury as a consistent statement. The court denied the request, finding that any inconsistencies were cleared up by Sandras testimony or were irrelevant, and playing the tape was a waste of time.



Upon both counsel completing examination of Sandra, the court recessed at 2:50 p.m., until 9:30 a.m. the following morning. The prosecution gave defense counsel a copy of the original tape of defendants interview. The following morning, defense counsel called defendant to the stand. Defendant did not have a chance to listen to his taped interview until the next day at lunch. By then, the prosecution was in the midst of cross-examining defendant. The court concluded it would be helpful to the jury to play defendants taped interview for the jury since defendant was unable to remember certain information.



The court denied defense counsels request at 11:36 a.m. to continue the trial in order to provide the jury with a transcript of the tape. But the trial nevertheless was delayed several days since the trial court did not try cases on Fridays or Monday mornings. The trial was in recess from 4:30 p.m. Thursday, October 20th, until the following Tuesday morning, October 25th.



Defendant argues that the prosecutions delay in producing the audible tapes until midtrial constituted a violation of the rule of Brady which . . . requires disclosure . . . of evidence that is both favorable to the accused and material either to guilt or to punishment. [Citation.] (People v. Roberts (1992) 2 Cal.4th 271, 330.) Defendant asserts that Sandras taped statement was inconsistent with her testimony and therefore could have been used as impeachment evidence to impugn Sandras credibility. As to the prosecutions delay in providing defendants taped interview, defendant complains that he was deprived of effective representation because defense counsel only had one evening to prepare for defendants testimony and did not have an opportunity before the trial began to prepare the defense taking into account the taped interviews.



In Brady, supra, 373 U.S. 83, the United States Supreme Court held that the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material . . . irrespective of the good faith or the bad faith of the prosecution. [Citation.] (People v. Wright (1985) 39 Cal.3d 576, 590.) The California Supreme Court has imposed a stricter duty on prosecutors in this state, by requiring them to disclose substantial material evidence favorable to the accused without request. [Citation.] This duty applies not only to evidence that bears directly on the question of an accuseds guilt, but also to evidence relating to the credibility of prosecution witnesses. [Citation.] (Ibid.)



There are three elements of a Brady violation: The evidence at issue must be favorable to the accused, either because it is exculpatory, or because it is impeaching; that evidence must have been suppressed by the State, either willfully or inadvertently; and prejudice must have ensued. (Strickler v. Greene (1999) 527 U.S. 263, 281-282.) Such evidence is material if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different. [Citations.] (Id. at p. 280.) The question is not whether the defendant would more likely than not have received a different verdict with the evidence, but whether in its absence he received a fair trial, understood as a trial resulting in a verdict worthy of confidence. A reasonable probability of a different result is accordingly shown when the governments evidentiary suppression undermines confidence in the outcome of the trial. (Kyles v. Whitley (1995) 514 U.S. 419, 434, quoting United States v. Bagley (1985) 473 U.S. 667, 678.)



Here, audible tapes were provided but they were provided late, which defendant claims interfered with his defense and caught Sandra off guard because the audible tape surfaced during her cross-examination. Despite the unfortunate delay in producing the audible tapes, we cannot say that there is a reasonable probability of a different result had the tapes been provided sooner. (Strickler v. Greene, supra, 527 U.S. at p. 280; Kyles v. Whitley, supra, 514 U.S. at p. 434.) Likewise, defendant has failed to establish prejudice.



While Sandras taped interview was relevant to her credibility, its significance was minimal since the taped interview was consistent with Sandras testimony, with the exception of a few insignificant instances concerning relatively minor matters. Defense counsel acknowledged during the hearing on his motion for mistrial that the tape actually supported everything Sandra stated in her testimony and refuted Hoffmans report in many ways.



In addition, defense counsel had an opportunity to listen to Sandras audible tape before completing questioning of Sandra, and thus was able to elicit testimony from her explaining the inconsistencies between her taped statement and her testimony.



As to defendants tape, although defense counsel should have received it earlier, when the prosecutor discovered it, it was produced and defense counsel had a chance to listen to the tape the night before defendant testified. Also, after receiving the tapes, defense counsel had a four-day weekend to review and consider the tapes in preparation for closing argument. Furthermore, the tapes consisted primarily of duplicative evidence, contained in Hoffmans report and provided in witness testimony.



Defendant has not shown prejudicial error or that there was a reasonable probability of a different result had the tapes been timely produced.



Defendant argues that the late production of the audible tapes implicated his right to decide intelligently whether to testify. But defendant did not raise this objection in the trial court and defendant does not sufficiently elaborate or provide any evidence supporting such a claim. Failure to raise an issue in the opening brief waives the argument. (People v. Stanley (1995) 10 Cal.4th 764, 793.)



4. Aggravated Term for Gun Enhancement



Defendant was sentenced to a three-year midterm on count 1 (attempted murder reduced to attempted involuntary manslaughter) and a consecutive 10-year upper term for the personal gun use enhancement.



A. Balancing Mitigating and Aggravating Factors



Defendant contends the trial court did not properly balance the mitigating and aggravating factors when imposing the upper term for the gun-use enhancement, attaching to count 1. Defendant claims the court completely ignored the mitigating factors which outweighed any aggravating factors. The People argue defendant waived (forfeited) this objection because he did not raise it in the trial court. (People v. Scott (1994) 9 Cal.4th 331, 351-352.)



The record reflects defendant did not forfeit the objection because he raised it at the sentencing hearing and in his sentencing brief.



In considering defendants challenge on the merits, we find no impropriety in the manner in which the court balanced the mitigating and aggravating factors. The trial court considered the sentencing briefs, probation report, and oral argument. The record shows that the court weighed the various factors and stated the following reasons for imposing the upper term on the enhancement: (1) defendant did everything in his power to shoot the victim; and (2) defendant fired a gun in an apartment, which was extremely dangerous to others; the bullet penetrated the wall and almost entered the adjoining apartment. The court rejected the vulnerability factor asserted by the People.



In imposing the upper term on the enhancement, the trial court stated . . . Courts going to sentence the defendant to the aggravated term of ten years. And the reason for that is: Because the defendant did everything in his power, based upon the evidence, to shoot the victim. There was no position of trust involved in this case. They did not like each other at any point that I ever heard from the evidence. The weapon the defendant used is of a nature where its so inaccurate that thats the only reason the victim was not shot, the Court feels. Although, it was a valid effort by the defendant because he just missed the victim. And also, the dangerousness involved in shooting in an apartment where the bullet penetrated the walls and almost entered the adjoining apartment where it could have easily hit somebody. The defendant obviously, from the conviction by the jury, and the Court concurs with that evaluation of the evidence, had the specific intent to kill the victim when he fired at him. So for those reasons, the Court feels that the aggravated term on the enhancement is appropriate. [] I believe from the evidence, that the defendant thought he had . . . hit the victim because the victim immediately went down after the shot. And I believe thats why the defendant turned and ran to the car and took off. The defendant did admit some culpability in this case, but only because he was apprehended while fleeing the location of the shooting promptly by the sheriffs office.



B. Cunningham Error



Defendant argues that, in imposing the aggravated term on the enhancement, the trial court committed Blakely[3]and Cunningham[4]error by relying on aggravating factors that were not tried by the jury, in violation of his Sixth Amendment right to a jury trial.



The People argue that because defendant failed to raise Blakely error in the trial court, he forfeited the challenge. (See People v. Hill (2005) 131 Cal.App.4th 1089, 1103 [holding that a Blakely challenge was forfeited by the defendants failure to raise it in the trial court].)



We reject this argument. Unlike the defendant in People v. Hill, supra, 131 Cal.App.4th at page 1103, who waived a Blakely challenge by failing to raise it at his sentencing, which occurred after Blakely but before People v. Black (2005) 35 Cal.4th 1238 (Black I), defendant was sentenced on January 27, 2006, after Black I was decided on June 20, 2005. A Blakely objection would thus have been futile under the controlling law the court was compelled to follow at that time. Under such circumstances, defendant did not forfeit the issue. (People v. Chavez (1980) 26 Cal.3d 334, 350, fn. 5; City of Long Beach v. Farmers & Merchants Bank (2000) 81 Cal.App.4th 780, 784-785.)



Even if defendant forfeited the issue, to forestall any claim of ineffective assistance of counsel based on failure to raise a timely objection, we will address the issue on the merits. (People v. Norman (2003) 109 Cal.App.4th 221, 229-230.)



Californias determinate sentencing law (DSL) and the rules governing its application, direct the sentencing court to start with the middle term, and to move from that term only when the court itself finds and places on the record facts --whether related to the offense or the offender --beyond the elements of the charged offense. (Cunningham, supra, 549 U.S. at p. __, 127 S.Ct. at p. 863; 1170, subd. (b); Cal. Rules of Court, rule 4.420(a).) Cunningham rejected this procedure, holding that under the Sixth Amendment, any fact that exposes a defendant to a greater potential sentence must be found by a jury, not a judge, and established beyond a reasonable doubt, not merely by a preponderance of the evidence. (Cunningham, supra, at pp. 863-864.)



Defendant argues that under Cunningham, the upper term gun-use enhancement should be reduced to the middle term because the trial court imposed an aggravated term based on facts not found by the jury. We agree the trial court improperly relied on factors which, under Blakely and Cunningham, required true findings by the jury. Therefore, under Cunningham, supra, 127 S.Ct. at page 871, the trial court erred in imposing the aggravated term based on factors that should have been decided by the jury. Such findings by the court were improper. As stated in Cunningham: [T]he Federal Constitutions jury-trial guarantee proscribes a sentencing scheme that allows a judge to impose a sentence above the statutory maximum based on a fact, other than a prior conviction, not found by a jury or admitted by the defendant. (Cunningham, supra, at p. 860; see also Apprendi v. New Jersey (2000) 530 U.S. 466, 490 (Apprendi); Blakely, supra, 542 U.S. at pp. 303-304; Black II, supra, 41 Cal.4th at p. 816; and Sandoval, supra, 41 Cal.4th at pp. 836-837.)



Here, the facts relied on by the trial court were not admitted by defendant or found true by the jury. Therefore, under Cunningham, the trial court erred in imposing an upper term on the gun enhancement based on factors that should have been decided by the jury.



C. Harmless Error



The People argue that we need not reverse the upper term enhancement because the error was harmless beyond a reasonable doubt under Chapman v. California (1967)386 U.S. 18, 24. The People claim the jury would have found at least one of the aggravating factors true had the factors been presented to the jury for determination.



Pursuant to Washington v. Recuenco (2006) ___ U.S. ___, 126 S.Ct. 2546, 2553, and Sandoval, supra, 41 Cal.4th at page 838, the sentencing error is subject to the harmless error standard set forth in Chapman, rather than reversible per se. In making this determination, we must determine whether, if the question of the existence of an aggravating circumstance or circumstances had been submitted to the jury, the jurys verdict would have authorized the upper term sentence. (Sandoval, supra, 41 Cal.4th at p. 838.) In Sandoval, our high court explained that if a reviewing court concludes, beyond a reasonable doubt, that the jury, applying the beyond-a-reasonable-doubt standard, unquestionably would have found true at least a single aggravating circumstance had it been submitted to the jury, the Sixth Amendment error properly may be found harmless. (Id. at p. 839.)



In applying this harmless error standard, the court in Sandoval held that the error in imposing an upper term sentence, based on factors that should have been decided by the jury, was not harmless and therefore the case had to be remanded for resentencing. (Sandoval, supra, 41 Cal.4th at pp. 838, 843.) The court explained that, In a case such as the present one, the reviewing court cannot necessarily assume that the record reflects all of the evidence that would have been presented had aggravating circumstances been submitted to the jury. Although the aggravating circumstances found by the trial court were based upon the evidence presented at trial, they were not part of the charge and were not directly at issue in the trial. Aggravating circumstances are based upon facts that are not elements of the crime. (Cal. Rules of Court, rule 4.420(d).) Defendant thus did not necessarily have reasonor the opportunityduring trial to challenge the evidence supporting these aggravating circumstances unless such a challenge also would have tended to undermine proof of an element of an alleged offense. (Sandoval, supra, 41 Cal.4th at p. 839.)



Here, the court imposed the upper term on the gun-use enhancement, attendant to the attempted voluntary manslaughter count, based on two aggravating factors, which the court concluded outweighed a single mitigating factor.



As to the two aggravating factors, which the trial court erred in relying on under Cunningham, it is not reasonably probable the jury would have found true the first aggravating factor, in which the trial court found the defendant did everything in his power to shoot the victim. Rather than finding defendant guilty of the charged offense of attempted murder, the jury found defendant guilty of the lesser offense of attempted voluntary manslaughter. While it is possible the jury nevertheless could have concluded defendant did everything in his power to shoot the victim even in the absence of malice aforethought ( 192, subd. (a)), the evidence indicates this was not the case. There was not overwhelming or uncontested evidence supporting the first factor. (Sandoval, supra, 41 Cal.4th at p. 842.) The evidence showed that defendant, angry at Williamss presence in Jacobss apartment, fired a shotgun toward Williams, but missed him, and then ran away. Under these circumstances, it is not reasonably probable the jury would have concluded defendant did everything he could to shoot Williams.



On the other hand, we conclude it is reasonably probable that the jury unquestionably would have found true the second factor, that of defendant endangering others by firing a gun into an inhabited apartment. The trial court noted that the bullet penetrated a wall and almost entered an adjoining apartment unit.{CT 589} The second factor is not based on the danger to the victim, Williams, since such danger is inherent in the crime of attempted voluntary manslaughter and thus cannot be the basis of an aggravating factor.



As to the potential for harm to innocent bystanders, this is almost always the case when firing a gun into an inhabited dwelling. Because of this inherent danger, firing a gun into an inhabited dwelling is a separate offense. We thus conclude it is reasonably probable the jury unquestionably would have found true the second factor as an aggravating factor to the gun enhancement, attached to the attempted voluntary manslaughter offense.



Under such circumstances in which there is only one aggravating factor, which the jury unquestionably would have found true, weighed against several possible mitigating factors, we can only speculate as to whether the trial court would have imposed the same upper term on the gun-use enhancement in the absence of the first aggravating factor. The probation report lists several mitigating factors which the trial court could have concluded outweighed the second aggravating factor. In addition, the probation officer recommended a concurrent middle term on the gun-use enhancement, rather than a consecutive upper term.



The probation report noted the following favorable factors: (1) defendant indicated a willingness to comply with terms of probation; (2) imprisonment would seriously affect defendant and his dependents; (3) a felony conviction would adversely affect defendants life; and (4) defendant had shown remorse. The report also listed as a mitigating factor that defendant voluntarily acknowledged wrongdoing at an early stage of the criminal process and that he did not have any history of felony convictions, although he had several misdemeanor convictions.



We recognize that in Sandoval, our high court stated that if a reviewing court concludes, beyond a reasonable doubt, that the jury, applying the beyond-a-reasonable-doubt standard, unquestionably would have found true at least a single aggravating circumstance had it been submitted to the jury, the Sixth Amendment error properly may be found harmless. (Sandoval, supra, 41 Cal.4that p. 839; italics added.) But Sandoval did not address the circumstance, such as in the instant case, in which there are mitigating factors to be weighed against a single aggravating factor which is not an Almendarez-Torres[5]factor (based on a prior felony conviction) or a fact admitted by the defendant. When there are mitigating factors that may outweigh aggravating factors that must be decided by a jury, a single aggravating factor may be sufficient to impose an upper prison term but only when the aggravating factor outweighs the cumulative effect of all mitigating factors. (People v. Nevill (1985) 167 Cal.App.3d 198, 202; People v. Osband (1996) 13 Cal.4th 622, 728-729.)



Here, we cannot find beyond a reasonable doubt that the trial court would have imposed the upper term on the enhancement based solely on the second aggravating factor, when weighed against the mitigating factors, particularly since the probation officer listed several mitigating factors and recommended a concurrent middle term on the gun-use enhancement, rather than a consecutive upper term.{PR 14} We therefore do not find the Sixth Amendment error in this case to be harmless. Accordingly, the imposition of the upper term gun-use enhancement attaching to count 1 must be reversed and the case remanded to the trial court for resentencing in a manner consistent with the Sixth Amendment as interpreted in Cunningham. (Sandoval, supra, 41 Cal.4th at p. 602.)



5. Disposition



We affirm the judgment of conviction but reverse the sentence as to the gun-use enhancement appended to count 1, and remand this case to the superior court for resentencing, consistent with the requirements of Cunningham.



NOT TO BE PUBLISHED IN OFFICIAL REPORTS



s/Gaut



J.



We concur:



s/Ramirez



P. J.



s/King



J.



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[1] Unless otherwise noted, all statutory references are to the Penal Code.



[2]Batson v. Kentucky(1986) 476 U.S. 79 (Batson).



[3]Blakely v. Washington(2004) 542 U.S. 296, 303-304 (Blakely).



[4]Cunningham, supra, 549 U.S. __, 127 S.Ct. 856, 871



[5]Almendarez-Torres v. United States(1998) 523 U.S. 224, 239-244.





Description This case is before us upon transfer from the California Supreme Court with directions to vacate our decision and reconsider it in light of People v. Black (2007) 41 Cal.4th 799 (Black II) and People v. Sandoval (2007) 41 Cal.4th 825 (Sandoval). In accordance with the direction of the Supreme Court, we have vacated and reconsidered our earlier decision, but we reach the same conclusions as before. As a consequence, the disposition on appeal remains unchanged.
Defendant Booker Ted Emmert appeals from judgment entered following jury convictions for attempted voluntary manslaughter (Pen. Code, 664, 192 subd. (a)), as a lesser offense to attempted murder, charged in count 1; shooting at an inhabited dwelling ( 246; count 2); and assault with a firearm ( 245, subd. (a)(2); count 3). As to all three counts, the jury also found true the personal gun use enhancement ( 12022.5, subd. (a)). The trial court sentenced defendant to a state prison term of 13 years.
Court affirm the judgment of conviction but reverse the sentence as to the gun-use enhancement appended to count 1, and remand this case to the superior court for resentencing, consistent with the requirements of Cunningham.


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