Head v. Bd. of Trustees of Cal. State Univ.
Filed
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 977(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 977(b). This opinion has not been certified for publication or ordered published for purposes of rule 977.
IN THE COURT OF APPEAL OF THE STATE OF
SIXTH APPELLATE DISTRICT
STEPHEN HEAD, Plaintiff and Appellant, v. BOARD OF TRUSTEES OF et. al., Defendants and Respondents. | H029129 ( Super. Ct. No. 1-05-CV-037462) |
Stephen Head, who was a student in San Jose State University's teaching credential program, filed a " petition for writ of mandate and/or prohibition or other relief" against respondents California State University's Board of Trustees, San Jose State University's Interim President Don W. Kassing, Dean Susan Meyers of the University's School of Education, Associate Professor and Chair of the Department of Secondary Education Cathy Buell, and Associate Professor Helen Kress. Head sought review of the university's denial of a revised
Appellant Head's grievance had been rejected by the university's Student Fairness Committee (
Appellant Head's petition sought, among other relief, a judicial order requiring the university to change his grade to an " A" or a " B." [2] In his prayer for relief, he also sought to enjoin (1) the use or enforcement of the " professional dispositions," (2) the infringement of teaching credential students' constitutionally protected speech, and (3) grade discrimination against " White, White-appearing or male" candidates. In his petition, appellant described himself as " a person who holds generally libertarian or conservative beliefs and viewpoints" and " who may appear White." The trial court denied relief on appellant's petition.
Head appeals, claiming that the university's actions deprived him of substantive and procedural due process and the " professional dispositions," which he labeled " student speech codes," are unconstitutionally vague and constituted compelled speech and viewpoint discrimination in violation of the First Amendment right to free speech and Education Code section 66301.[3] He asks this court to issue a permanent injunction enjoining respondents from enforcing the " professional dispositions" and to reverse the
We affirm the trial court's order denying relief.
A. Record on Appeal
In his declaration supporting his petition, appellant Head provided a number of excerpts from instructional materials used in the course. They related to, among other things, culturally sensitive teaching methodology, White preservice teachers' lack of understanding of, and experience with, cultural differences, racism, and discrimination, and the inability of a color blind approach to address these problems. Head also referred to respondent Kress's handout regarding multiculturalism and indicated that respondent Kress had failed to define the meaning of the words " promoting alternative life styles" as used in the handout and expressly disallowed him from citing certain individuals who " contested" multiculturalism in class discussions and class work.
Appellant Head also described a number of other interactions with respondent Kress. He described an incident occurring on
In his declaration, appellant Head stated that he filed a complaint regarding the
Head also indicated in his declaration that he received an " F" in the course and was placed on academic probation, which prevented him from taking EDSC 184X, the required student teaching course, in Spring 2004. He stated he submitted a " revised complaint, grievance, and appeal" on
The declaration of the University Ombudsman Savander Parker was submitted in opposition to the petition. She received appellant's formal, written grievance from appellant on
In his grievance, Head complained that he had been " barred from using conservative and libertarian sources in class discussions and work . . . ." He asserted that the e-mail from respondent Kress indicating that he had not made progress on displaying the professional dispositions could have a chilling effect on students' freedom of speech. He also contended, among other things, that his First Amendment rights were violated by " the existence and threat of enforcement of speech codes in the form of the Secondary Education Department 'Professional Dispositions,' " and those dispositions " require[] that teacher credential students adopt a particular set of beliefs" and are " indistinguishable from 'thought control.' "
The administrative record contains the Secondary Education Department's " professional dispositions." The Department states that candidates for a single subject credential are expected to demonstrate " professional dispositions as they progress through course work and field work experiences." Those " professional dispositions" are reflectiveness, responsibility, commitment to professionalism, and commitment to fairmindedness and equity and are accompanied by " indicators" for assessing student progress. In the category of reflectiveness, some of the specified indicators are " [q]uestions own beliefs and practices," " [p]ractices critical questioning," and is " responsive to opposing views" and " criticism." In the category of commitment to fairmindedness and equity, the indicators are " [t]reats others with equal respect, courtesy, and dignity," " [i]s intolerant of any form of harassment, discrimination, and exploitation," and " [r]ecognizes the need for differences to ensure equal treatment of all."
Ombudsman Parker explained that appellant's formal grievance was treated as a grievance governed by Part V of Policy S97-8, which provided for the fullest possible academic due process, because the grievance's complaints concerned more than his assigned grade and were related to instruction. Ordinarily, a grade appeal would be governed by Part IV of the policy, which provides less procedural protection.
The university's policy S97-8 makes clear that in the grievance process under Part V that " [t]he burden of proof rests with the complainant." The policy states in Part V, subdivision (C)(1)(c): " The committee, before conducting a full adversary hearing, shall arrange for a swift and comprehensive investigation of the case on the basis of written statements of the complainant and preliminary discussion with her or him, whether or not there are sufficient grounds to hear the case, and whether it will accept written statements in lieu of personal appearances and oral testimony of witnesses. If the committee decides that there are not sufficient grounds for a full hearing, it may close the case, and the chair shall then notify the complainant and respondent in writing of the basis of its decision." (Italics added.) Part V, subdivision (C)(1)(e), of the policy provides: " If the committee determines that the case merits further consideration, the parties involved shall be informed in writing, consulted as to the possibility of correcting the situation, and if a hearing is still required, be advised in writing of the scheduled time and place and alleged grievance." Part V, subdivision (C)(1)(f), states: " At the hearing the complainant, persons directly involved, and witnesses may testify and be questioned by the opposite party and committee members. Only evidence or individual written statements presented in the hearings may be considered in the final judgment."
Ombudsman Parker indicated in her declaration that a
The investigative subcommittee concluded that student Head " did not do the work required to receive a higher grade" and " failed to demonstrate to Dr. Kress' satisfaction an understanding of the concepts taught in the class." It recommended that the grievance be denied.
Ombudsman Parker indicated that appellant's case came before the
A letter from the university's ombudsperson informed appellant that the
The denial letter indicated that a subcommittee of the
In opposition to appellant's petition, the university also filed California State University Chancellor's Executive Order 792. That executive order establishes guiding principles governing assignment of grades and grade appeals, including " a presumption that grades assigned are correct" and that " [i]t is the responsibility of anyone appealing an assigned grade to demonstrate otherwise." The order also states that " [f]aculty have the sole right and responsibility to provide careful evaluation and timely assignment of appropriate grades" and " [i]n the absence of compelling reasons, such as instructor or clerical error, prejudice or capriciousness, the grade assigned by the instructor of record is to be considered final." The order makes each campus responsible for implementing policy and procedures that incorporate specified provisions, including a provision stating the presumption that assigned grades are correct, which places the burden of proof on the individual appealing.
Following a hearing, the trial court denied appellant's petition. It stated: " Contrary to the claim of petitioner, the administrative record confirms that his due process rights were assiduously protected and that he was accorded the benefit of appropriate administrative due process. There is no evidence or showing that the decision of the Student Fairness Committee was arbitrary, capricious, or lacking in evidentiary support." It also concluded that " petitioner's grade must remain as given and that there is no basis for changing it. Further, there is no basis for any other form of relief that petitioner sought."
B. Scope of Review
Appellant has requested a variety of relief from this court but this court has no authority to issue a writ of mandate or grant an injunction on appeal from the trial court's denial of appellant's petition filed below. Our review is limited to evaluating the trial court's denial under the proper standard.
Appellant claims he was entitled to administrative mandamus review. He states, without reference to the record, that the
We conclude that the decision of the
The university's grievance procedures established by Policy S97-8 did not require the
Even though
Neither has appellant demonstrated that he had a legal right to an evidentiary hearing under due process principles. " The requirements of procedural due process apply only to the deprivation of interests encompassed by the Fourteenth Amendment's protection of liberty and property." (Board of Regents of State Colleges v. Roth (1972) 408 U.S. 564, 569 [92 S.Ct. 2701].) Although protected liberty interests may include the right " to engage in any of the common occupations of life" (id. at p. 572; see Conn v. Gabbert (1999) 526 U.S. 286, 291-292 [119 S.Ct. 1292] [" liberty component of the Fourteenth Amendment's Due Process Clause includes some generalized due process right to choose one's field of private employment" circumscribed by reasonable government regulation]) and the right to an opportunity to refute governmental charges of misconduct that affect one's livelihood (see Board of Regents of State Colleges v. Roth, supra, 408 U.S. 573-574; but see Paul v. Davis (1976) 424 U.S. 693, 701, 712 [96 S.Ct. 1155] [no cognizable liberty interest in a person's reputation standing alone]), appellant has failed to cite any authority establishing that the receipt of a poor or failing academic grade in a university course implicates any liberty interest. Neither has appellant shown that he had protected property right to a better grade (see Board of Regents of State Colleges v. Roth, supra, 408 U.S. at p. 576 [" Fourteenth Amendment's procedural protection of property is a safeguard of the security of interests that a person has already acquired in specific benefits" to which the person is entitled under independent law, rules or policy]).
Even assuming arguendo that a constitutionally protected liberty or property interest was at stake, appellant was not entitled to a formal hearing. In Board of Curators of University of Missouri v. Horowitz (1978) 435 U.S. 78 [98 S.Ct. 948], the U.S. Supreme Court assumed, without deciding, that a liberty or property interest was implicated where a medical school student was dismissed from a public university " for failure to meet academic standards." (Id. at pp. 79, 84-85.) The court nevertheless concluded that due process did not require a formal hearing at which the student could defend her academic ability and performance. (Id. at pp. 85-86, see p. 89 [" Academic evaluations of a student, in contrast to disciplinary determinations, bear little resemblance to the judicial and administrative fact-finding proceedings to which we have traditionally attached a full-hearing requirement" ].) A fortiori, in this case involving only the lesser consequence of an " F" grade in single course, appellant not entitled to an evidentiary hearing before the
Accordingly, the trial court's review was limited as is our review on appeal. " [W]hen review is sought by means of ordinary mandate (Code Civ.Proc., § 1085) 'judicial review is limited to an examination of the proceedings before the [agency] to determine whether [its] action has been arbitrary, capricious, or entirely lacking in evidentiary support, or whether [it] has failed to follow the procedure and give the notices required by law.' [Citations.]" (Strumsky v. San Diego County Employees Retirement Assn. (1974) 11 Cal.3d 28, 35, fn. 2.) " In a petition for writ of mandate brought pursuant to Code of Civil Procedure section 1085, . . . the petitioner bears the burden of pleading and proving the facts on which the claim for relief is based. (Code Civ. Proc., § 1109; Evid. Code, § 500; [citations].)" (California Correctional Peace Officers Assn. v. State Personnel Bd. (1995) 10 Cal.4th 1133, 1153-1154.)
" Generally, for a [traditional] writ of mandate to issue, two basic requirements are essential, namely, a clear, present and usually ministerial duty on the part of the defendant and a clear, present and beneficial right in plaintiff to performance of that duty. (Code Civ.Proc., § 1085; People ex rel. Younger v. County of El Dorado (1971) 5 Cal.3d 480, 491 . . . .)" (Taylor v. Board of Trustees (1984) 36 Cal.3d 500, 507.) A traditional writ of mandate (Code Civ. Proc., § 1085) " will not lie to control discretion conferred upon a public officer or agency." (People ex rel. Younger v. County of El Dorado (1971) 5 Cal.3d 480, 491.) It is well established, however, that " mandate will lie whenever an administrative board has abused its discretion . . . ." (Manjares v. Newton (1966) 64 Cal.2d 365, 370.) " The applicable principle was stated many years ago in Inglin v. Hoppin (1909) 156 Cal. 483, 491 . . . : 'While, of course, it is the general rule that mandamus will not lie to control the discretion of a court or officer, meaning by that that it will not lie to force the exercise of discretion in a particular manner . . . [it] will lie to correct abuses of discretion, and will lie to force a particular action by the inferior tribunal or officer, when the law clearly establishes the petitioner's right to such action.' (See also authorities cited in 3 Witkin, Cal. Procedure (1954) p. 2529.) In determining whether an abuse of discretion has occurred, a court may not substitute its judgment for that of the administrative board (Pitts v. Perluss (1962) 58 Cal.2d 824, 834-835 . . .), and if reasonable minds may disagree as to the wisdom of the board's action, its determination must be upheld (Rible v. Hughes (1944) 24 Cal.2d 437, 445 . . .)." (Id. at pp. 370-371.)
In reviewing a trial court's ruling on a petition for writ of ordinary mandamus, appellate courts apply the substantial evidence test to any factual findings but exercise independent judgment on issues of law. (See Johnston v. Sonoma County Agricultural Preservation & Open Space Dist. (2002) 100 Cal.App.4th 973, 983-984; County of San Diego v. State of California (1997) 15 Cal.4th 68, 109; Burden v. Snowden (1992) 2 Cal.4th 556, 562.)
C. Substantive Due Process
Appellant Head argues that he is entitled to judicial relief because he was denied substantive due process. He contends that he was deprived of due process by the enforcement of an unconstitutionally vague and discriminatory " speech code" and by respondents giving him " failing grades and prevent[ing] him from further pursuing his teaching credential based on his exercise of free speech, his race and/or in retaliation for his filing a faculty complaint" against respondent Kress. We find no basis for overturning the
Even assuming arguendo that the
In Board of Curators of University of Missouri v. Horowitz, supra, 435
" When judges are asked to review the substance of a genuinely academic decision, . . . they should show great respect for the faculty's professional judgment. [Fn. omitted.] Plainly, they may not override it unless it is such a substantial departure from accepted academic norms as to demonstrate that the person or committee responsible did not actually exercise professional judgment. Cf. Youngberg v. Romeo, 457
The record does not establish that the
Appellant Head more specifically attacks the
Appellant Head also contends that the professional dispositions are unconstitutionally vague, unconstitutionally compel speech, and unconstitutionally discriminate on the basis of viewpoint, and violate Education Code section 66301. Although it is not clear from the record that the " professional dispositions" directly impacted appellant's grade, we consider appellant's free speech claims, keeping in mind that the ultimate question is whether the
We begin by noting that " the First Amendment does not guarantee the right to communicate one's views at all times and places or in any manner that may be desired. Adderley v.
" In places which by long tradition or by government fiat have been devoted to assembly and debate, the rights of the state to limit expressive activity are sharply circumscribed. At one end of the spectrum are streets and parks which 'have immemorially been held in trust for the use of the public, and, time out of mind, have been used for purposes of assembly, communicating thoughts between citizens, and discussing public questions.' Hague v. CIO, 307
" A second category consists of public property which the state has opened for use by the public as a place for expressive activity. The Constitution forbids a state to enforce certain exclusions from a forum generally open to the public even if it was not required to create the forum in the first place. Widmar v. Vincent, 454 U.S. 263, 102 S.Ct. 269, 70 L.Ed.2d 440 (1981) (university meeting facilities); City of Madison Joint School District v. Wisconsin Public Employment Relations Comm'n, 429 U.S. 167, 97 S.Ct. 421, 50 L.Ed.2d 376 (1976) (school board meeting); Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 95 S.Ct. 1239, 43 L.Ed.2d 448 (1975) (municipal theater). [Fn. omitted.] Although a state is not required to indefinitely retain the open character of the facility, as long as it does so it is bound by the same standards as apply in a traditional public forum. Reasonable time, place and manner regulations are permissible, and a content-based prohibition must be narrowly drawn to effectuate a compelling state interest. Widmar v. Vincent, supra, 454
" Public property which is not by tradition or designation a forum for public communication is governed by different standards. . . . In addition to time, place, and manner regulations, the state may reserve the forum for its intended purposes, communicative or otherwise, as long as the regulation on speech is reasonable and not an effort to suppress expression merely because public officials oppose the speaker's view. [United States Postal Service v. Greenburgh Civic Ass'n, supra], 453
" [T]he First Amendment rights of students in public schools . . . must be 'applied in light of the special characteristics of the school environment.' [Citations.]" (Hazelwood School Dist. v. Kuhlmeier, supra, 494 U.S. at p. 266.) If no public forum has been created, " school officials may impose reasonable restrictions on the speech of students . . . ." (Id. at p. 267.) " A school need not tolerate student speech that is inconsistent with its 'basic educational mission,' Fraser, supra, 478
An instructor may exercise reasonable control over student expression during class to ensure, among other things, students learn whatever lessons are being taught. (Cf. Hazelwood School Dist. v. Kuhlmeier, supra, 484 U.S. at p. 271 [educators are entitled to exercise control over student expression that is part of school-sponsored expressive activities to " ensure that participants learn whatever lessons the activity is designed to teach" ].) Public university instructors are not required by the First Amendment to provide class time for students to voice views that contradict the material being taught or interfere with instruction or the educational mission. Although the First Amendment may require an instructor to allow students to express opposing views and values to some extent where the instructor invites expression of students' personal opinions and ideas, nothing in the First Amendment prevents an instructor from refocusing classroom discussions and limiting students' expression to effectively teach.
A university's " students are inevitably required to support the expression of personally offensive viewpoints in ways that cannot be thought constitutionally objectionable unless one is prepared to deny the University its choice over what to teach." (Board of Regents of
Furthermore, although viewpoint discrimination is generally considered " an egregious form of content discrimination" and ordinarily " a University may not discriminate based on the viewpoint of private persons whose speech it facilitates," a university's own speech is controlled by different principles. (Rosenberger v. Rector and Visitors of University of Virginia (1995) 515 U.S. 819, 834 [115 S.Ct. 2510]).) " [W]hen the State is the speaker, it may make content-based choices. When the University determines the content of the education it provides, it is the University speaking . . . ." (Id. at p. 833.) A public school's prescription of its curriculum " by its nature will facilitate the expression of some viewpoints instead of others." (Arkansas Educ. Television Com'n v. Forbes (1998) 523 U.S. 666, 674.) A university is entitled to set its own curriculum and its selection of course materials will express the academic ideas and values that it wishes to inculcate.
In this case, the university's Secondary Education Department had adopted a philosophy of education[5] and established explicit " professional dispositions" that candidates in the Single Subject Credential Program were expected to demonstrate. A university's standards of academic competence are set by a subjective expert evaluation. (See Board of Curators of University of Missouri v. Horowitz, supra, 435 U.S. at p. 95, fn. 5 (conc. opn. of Powell, J.).) As previously indicated, judicial deference is generally accorded to academic decision-making. (See Regents of University of Michigan v. Ewing, supra, 474 U.S. at pp. 222-228.) " Academic freedom thrives not only on the independent and uninhibited exchange of ideas among teachers and students [citations], but also, and somewhat inconsistently, on autonomous decisionmaking by the academy itself [citations]." (Regents of University of Michigan v. Ewing, supra, 474 U.S. at p. 226, fn. 12.)
Although appellant has labeled the university's " professional dispositions" a " speech code," they are not administrative regulations governing students' speech or conduct, the violation of which might subject a student to disciplinary sanction. They are academic standards established by the university's Secondary Education Department. They aim in part in producing credentialed teachers who have particular conceptual understandings and approaches to teaching that the university has impliedly determined will make students more effective educators. Nothing in the First Amendment precludes the university from prescribing the academic standards that must be met to obtain a teaching credential from that institution.
Appellant has not shown that the due process vagueness doctrine invalidates the " professional dispositions." " It is a basic principle of due process that an enactment is void for vagueness if its prohibitions are not clearly defined. Vague laws offend several important values. First, because we assume that [an individual] is free to steer between lawful and unlawful conduct, we insist that laws give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that [the person] may act accordingly. Vague laws may trap the innocent by not providing fair warning. [Fn. omitted.] Second, if arbitrary and discriminatory enforcement is to be prevented, laws must provide explicit standards for those who apply them. [Fn. omitted.] A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory application. [Fn. omitted.] Third, but related, where a vague statute 'abut(s) upon sensitive areas of basic First Amendment freedoms' [fn. omitted], it 'operates to inhibit the exercise of (those) freedoms.' [Fn. omitted.] Uncertain meanings inevitably lead citizens to 'steer far wider of the unlawful zone' . . . than if the boundaries of the forbidden areas were clearly marked." (Grayned v. City of Rockford (1972) 408 U.S. 104, 108-109 [92 S.Ct. 2294].) As already stated, however, the university's professional dispositions are neither a statute nor an administrative rule, regulation or policy, violation of which could result in punishment or disciplinary action against a student.[6] (Cf. Keyishian v. Board of Regents of University of State of N. Y., supra, 385 U.S. at pp. 592, 597-604 [statutes and regulations designed to prevent the " appointment or retention of 'subversive' persons in state employment" unconstitutionally vague].)
Moreover, even if due process vagueness principles apply to academic standards, due process does not demand the clarity required for a criminal statute. The high court has recognized, for instance, that schools " need to be able to impose disciplinary sanctions for a wide range of unanticipated conduct disruptive of the educational process" and, consequently, " school disciplinary rules need not be as detailed as a criminal code which imposes criminal sanctions. Cf. Arnett v. Kennedy, 416
Neither has appellant shown that the " professional dispositions" unconstitutionally compel speech even though he argues they do by requiring " credential students to declare and commit to a pre-approved set of beliefs, values and attitudes towards particular subjects, including controversial and unsettled subjects or concepts like 'social justice,' 'equity' and 'multiculturalism' . . . ." It is true that the Supreme Court has declared that " the right of freedom of thought protected by the First Amendment against state action includes both the right to speak freely and the right to refrain from speaking at all. See Board of Education v. Barnette, 319
We discern nothing in First Amendment jurisprudence that precludes a public university from adopting, in its exercise of its academic freedom, academic standards that must be satisfied by a student seeking a professional teaching credential even where those standards reflect a certain philosophy of education or academic viewpoints with which a student vehemently disagrees. Obviously, if so-called academic standards were not based upon legitimate pedagogical grounds that would be an altogether different matter but the record before us does not demonstrate that is the situation here.
We agree with observations made by
Appellant Head had the burden of proving the claims advanced in his grievance (
D. Procedural Due Process
Appellant Head lastly asserts that he was denied procedural due process. " '(D)ue process is flexible and calls for such procedural protections as the particular situation demands.' Morrissey v. Brewer, 408